1. Client Agreement for Individual
2. Form W-8BEN (Individuals) by the U.S. IRS
3. Common Reporting Standard (CRS) Self-Certification Form

1. Copies of Hong Kong Identity Card or passport of each account holder(s), ultimate beneficial owner(s) and director(s) for corporate client
2. Address proof within the latest three months e.g. bank statement, bills from public utilities
3. Bank statement or photocopy of the first page of the bank passbook showing the name of the account holder and the account number
4. Bank Cheque* (if applicable)

In compliance with the SFC guidelines, if the account opening agreement is submitted by way of mailing, a specified person, including any SFC licensed or registered person, a Justice of Peace, or professional such as a branch manager of a bank, certified public accountant, lawyer or notary public, should be required to sign as the witness of all signature(s) on the account opening agreement and forms. The specified person should provide us with self-certified ID copy and copy of the professional qualification documents.
OR *Submitted the executed account opening agreements, forms and supporting documents with a bank cheque to our office, the cheque must :

• be issued by a Hong Kong licensed bank
• be issued by the same account holder whose name is shown on the cheque
• be payable to “Forwin Securities Group Limited” for a sum of not less than HK$10,000
• be issued with the same signature(s) as shown on the account opening documents
• The cheque will be credited to the client’s account and the account will be activated only after the cheque is cleared.

Please submit all the documentations in person or by mail to:
Forwin Securities Group Limited – Customer Services Department
Unit 2201, 22/F, Office Tower Convention Plaza, 1 Harbour Road, Wan chai, Hong Kong

Please note:

• We will only process account opening after receiving all the supporting documents and completion of risk disclosure procedures.
• Account is activated only after client’s cheque is cleared.

After receiving our confirmation and welcome letter, it means account is opened.

When the account opening procedure is completed, the customer can access the trading service at any time.